globalchange  > 气候变化事实与影响
DOI: doi:10.1038/nclimate2227
论文题名:
Changing the resilience paradigm
作者: Igor Linkov
刊名: Nature Climate Change
ISSN: 1758-1284X
EISSN: 1758-7404
出版年: 2014-05-28
卷: Volume:4, 页码:Pages:407;409 (2014)
语种: 英语
英文关键词: Socioeconomic scenarios
英文摘要:

Resilience management goes beyond risk management to address the complexities of large integrated systems and the uncertainty of future threats, especially those associated with climate change.

The human body is resilient in its ability to persevere through infections or trauma. Even through severe disease, critical life functions are sustained and the body recovers, often adapting by developing immunity to further attacks of the same type. Our society's critical infrastructure — cyber, energy, water, transportation and communication — lacks the same degree of resilience, typically losing essential functionality following adverse events. Although the number of climatic extremes may intensify or become more frequent1, there is currently no scientific method available to precisely predict the long-term evolution and spatial distribution of tropical cyclones, atmospheric blockages and extra-tropical storm surges; nor are the impacts on society's infrastructure in any way quantified2. In the face of these unknowns, building resilience becomes the optimal course of action for large complex systems.

Resilience, as a property of a system, must transition from just a buzzword to an operational paradigm for system management, especially under future climate change. Current risk analysis methods identify the vulnerabilities of specific system components to an expected adverse event and quantify the loss in functionality of the system as a consequence of the event occurring3. Subsequent risk management has focused on hardening these specific system components to withstand the identified threats to an acceptable level and to prevent overall system failure.

Two factors make this form of protection unrealistic for many systems. First, increasingly interconnected social, technical and economic networks create large complex systems and the risk analysis of many individual components becomes cost and time prohibitive. Second, the uncertainties associated with the vulnerabilities of these systems, combined with the unpredictability of climatic extremes, challenges our ability to understand and manage them. To address these challenges, risk analysis should be used where possible to help prepare for and prevent consequences of foreseeable events, but resilience must be built into systems to help them quickly recover and adapt when adverse events do occur.

A roadmap for enabling the development of such capability should include: (1) specific methods to define and measure resilience; (2) new modelling and simulation techniques for highly complex systems; (3) development of resilience engineering; (4) approaches for communication with stakeholders. Strategies for communicating with policy makers are needed to support the shift to resilience management by legislative, regulatory and other means.

The National Academy of Sciences (NAS) defines resilience as “the ability to prepare and plan for, absorb, recover from, and more successfully adapt to adverse events”4. Conceptually, risk analysis quantifies the probability that the system will reach the lowest point of the critical functionality profile. Risk management helps the system prepare and plan for adverse events, whereas resilience management goes further by integrating the temporal capacity of a system to absorb and recover from adverse events, and then adapt (Fig. 1). Resilience is not a substitute for principled system design or risk management5. Rather, resilience is a complementary attribute that uses strategies of adaptation and mitigation to improve traditional risk management. Strategies to build resilience can take the form of flexible response, distributed decision making, modularity, redundancy, ensuring the independence of component interactions or a combination of adaptive strategies to minimize the loss of functionality and to increase the slope of the recovery (Fig. 2).

Figure 1: A resilience management framework includes risk analysis as a central component.
A resilience management framework includes risk analysis as a central component.

Risk analysis depends on characterization of the threats, vulnerabilities and consequences of adverse events to determine the expected loss of critical functionality. The National Academy of Sciences definition of resilience places risk in the broader context of a system's ability to plan for, recover from and adapt to adverse events over time. In the system functionality profile, risk in a system is interpreted as the total reduction in critical functionality and the resilience of the system is related to the slope of the absorption curve and the shape of the recovery curve — indicating the temporal effect of the adverse event on the system. The dashed line suggests that highly resilient systems can adapt in such a way that the functionality of the system may improve with respect to the initial performance, enhancing the system's resilience to future adverse events.

  1. IPCC Managing the Risks of Extreme Events and Disasters to Advance Climate Change Adaptation. A Special Report of Working Groups I and II of the Intergovernmental Panel on Climate Change (eds Field, C. B. et al.) 582 (Cambridge Univ. Press, 2012).
  2. Levermann, A. Nature 506, 2729 (2014).
  3. Linkov, I. et al. Env. Sci. Tech. 47, 1010810110 (2014).
  4. National Research Council Disaster Resilience: A National Imperative (The National Academies Press, 2012).
  5. Park, J., Seager, T. P., Rao, P. C. S., Convertino, M. & Linkov, I. Risk Analysis 33, 356367 (2013).
  6. Linkov, I. et al. Environ. Syst. Decisions 33, 471476 (2013).
  7. Roege, P. et al. Energy Policy (in the press).
  8. Dauphiné, A. & Provitolo. D. Annales de Géographie 654, 115125 (2007).
  9. Lambert, J. H., Tsang, J. & Thekdi, S. Am. Soc. Civ. Eng. J. Infrastr. Syst. 19, 384394 (2013).
  10. Bridges, T. et al. Coastal risk reduction and resilience (US Army Corps of Engineers, 2013).
  11. Hollnagel, E. & Fujita, Y. Nuc. Eng. Tech. 45, 18 (2013).
  12. World Commission on Environment and Development Our common future (Oxford Univ. Press, 1987).

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This paper resulted from discussions at a workshop on the use of risk and resilience assessment methodologies in guiding policy development, held at the Embassy of Canada in Berlin, Germany on 4 February 2014. Partial financial support for the workshop was provided by grant W911NF-13-1-0168 to RNC Conseil, Neuilly-sur-Seine, France. Additional funding was provided by the German National Academy of Technology and Engineering (Acatech), the Helmholtz Association, the Embassy of Canada and the Society for Risk Analysis. Permission was granted by the USACE Chief of Engineers to publish this material. The views and opinions expressed in this paper are those of the individual authors and not those of the US Army or other sponsor organizations.

Affiliations

  1. United States Army Corps of Engineers — Engineer Research and Development Center, Environmental Laboratory, 696 Virginia Road, Concord, Massachusetts 01742, USA

    • Igor Linkov &
    • Cate Fox-Lent
  2. United States Army Corps of Engineers — Engineer Research and Development Center, Environmental Laboratory, 3909 Halls Ferry Road, Vicksburg, Massachusetts 39180, USA

    • Todd Bridges
  3. Mercator Research Institute on Global Commons and Climate Change, Torgauer Straße 12–15, 10829 Berlin, Germany

    • Felix Creutzig
  4. Embassy of Canada, Leipziger Platz 17, 10117 Berlin, Germany

    • Jennifer Decker
  5. Swiss Federal Institute of Technology Zürich (ETH), Scheuchzerstrasse 7, 8092 Zürich, Switzerland

    • Wolfgang Kröger
  6. University of Virginia, 151 Engineer's Way, Charlottesville, Virginia 22903, USA

    • James H. Lambert
  7. Potsdam Institute for Climate Impact Research, Telegrafenberg A 31, 14191 Potsdam, Germany

    • Anders Levermann
  8. Université Laval, 2325 Rue de l'Université, Québec G1V 0A6, Canada

    • Benoit Montreuil
  9. University of Waterloo, 200 University Ave W, Waterloo, Ontario N2L 3G1, Canada

    • Jatin Nathwani
  10. RNC Conseil and Ecole Centrale de Paris, 56 Rue Charles Laffitte, 92200 Neuilly-sur-Seine, France

    • Raymond Nyer
  11. University of Stuttgart, Seidenstraße 36, 70174 Stuttgart, Germany

    • Ortwin Renn
  12. Fraunhofer Institute for High-Speed Dynamics, Eckerstraße 4, 79104 Freiburg, Germany

    • Benjamin Scharte
  13. Hamburg University of Technology, Kasernenstraße 12, 21073 Hamburg, Germany

    • Alexander Scheffler
  14. Free University of Berlin, Ihnestraße 22, 14195 Berlin, Germany

    • Miranda Schreurs
  15. Hamburg University of Applied Sciences, Lohbrügger Kirchstrasse 65, 21033 Hamburg, Germany

    • Thomas Thiel-Clemen
URL: http://www.nature.com/nclimate/journal/v4/n6/full/nclimate2227.html
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资源类型: 期刊论文
标识符: http://119.78.100.158/handle/2HF3EXSE/5107
Appears in Collections:气候变化事实与影响
科学计划与规划
气候变化与战略

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Igor Linkov. Changing the resilience paradigm[J]. Nature Climate Change,2014-05-28,Volume:4:Pages:407;409 (2014).
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