globalchange  > 气候变化事实与影响
DOI: doi:10.1038/nclimate2657
论文题名:
Attribution of climate extreme events
作者: Kevin E. Trenberth
刊名: Nature Climate Change
ISSN: 1758-868X
EISSN: 1758-6988
出版年: 2015-06-22
卷: Volume:5, 页码:Pages:725;730 (2015)
语种: 英语
英文关键词: Social scientist/Social science ; Geography/geographer ; Sociology/sociologist ; Environmental economics/Economist ; Climate policy ; Environmental policy ; Global change ; Earth system science ; Climatologist ; Climate science ; Carbon management ; Carbon markets ; Energy ; Renewables ; Palaeoclimatology/Palaeoclimatologist ; Climate modelling/modeller ; Carbon cycle ; Atmospheric scientist ; Oceanography/marine science ; Sustainability ; Geophysicist/Geophysics ; Biogeoscience/Biogeoscientist ; Hydrology/Hydrogeology ; Greenhouse gas verification ; Ecologist/ecology ; Conservation ; Meteorology/meteorologist
英文摘要:

There is a tremendous desire to attribute causes to weather and climate events that is often challenging from a physical standpoint. Headlines attributing an event solely to either human-induced climate change or natural variability can be misleading when both are invariably in play. The conventional attribution framework struggles with dynamically driven extremes because of the small signal-to-noise ratios and often uncertain nature of the forced changes. Here, we suggest that a different framing is desirable, which asks why such extremes unfold the way they do. Specifically, we suggest that it is more useful to regard the extreme circulation regime or weather event as being largely unaffected by climate change, and question whether known changes in the climate system's thermodynamic state affected the impact of the particular event. Some examples briefly illustrated include 'snowmaggedon' in February 2010, superstorm Sandy in October 2012 and supertyphoon Haiyan in November 2013, and, in more detail, the Boulder floods of September 2013, all of which were influenced by high sea surface temperatures that had a discernible human component.

Weather and climate extremes happen all of the time, even in an unchanging climate. Yet there is a justifiably strong sense that some of these extremes are becoming more frequent, and that the main reason is human-induced climate change. Indeed, the main way in which climate change is likely to affect societies around the world is through changes in extremes. As a result, the scientific community faces an increasing demand for regularly updated appraisals of evolving climate conditions and extreme weather. Such information would be immensely beneficial for adaptation planning.

The large-scale atmospheric circulation determines where it is dry, where it is wet, where it is hot and so on. A recent example is documented for the Pacific Northwest1. Yet as discussed below, in contrast to thermodynamic aspects of climate, forced circulation changes in climate models can be very non-robust, and physical understanding of the causes of these changes is generally lacking2. Therefore, we suggest that separating out the thermodynamic from dynamic effects may be a fruitful way forwards and result in a different set of questions to be addressed. In turn, these provide a better basis for communication of climate change to the public.

The climate community has responded to the demand for timely information by attempting to perform attribution of climate extremes, partly through the IPCC reports3 but also through annual reports offering closer to real-time assessments, the most recent of which, Explaining Extreme Events of 2013 From a Climate Perspective4, was published by the American Meteorological Society in September 2014 and reported on several events from 2013. The question posed in each case was whether the likelihood or strength of the event was affected by anthropogenic climate change.

More generally, there are perhaps two main kinds of attribution performed. The first relates the particular extreme event to the associated weather and weather patterns, and this has been a useful and long-standing activity in climate science. We hear statements such as 'the drought was caused by a blocking anticyclone'; 'the outbreak of tornadoes was caused by a displaced and active storm track and jet stream'; 'the flooding was caused by El Niño' and so on. But because these studies relate the event and phenomenon to the weather situation or weather pattern, they are really a description of the event, not a cause. As an explanation, the question should be, 'Why did that weather phenomenon behave the way it did?' In particular, 'What influences external to the atmosphere were playing a role, and what climate factors were in play?'

The second kind of attribution relates especially to the objective of assessing the role of human activities, and especially of human-induced climate change, in the event. Perhaps this might be generalized to a goal of assessing the role of external influences in the climate system on the event in question. So as well as human influences there may be influences from volcanic eruptions or the Sun. Results depend, however, upon how questions are framed5, 6, 7.

The conventional approach to attribution of climate events is described by Stott and colleagues8. Clearly, it is not possible to attribute a single climate extreme event, which by definition is unique and which has a large element of chance in its occurrence, to a specific cause. Thus, the approach is to characterize the event and ask (i) whether the likelihood or strength of such events has changed in the observational record, and (ii) whether this change is consistent with the anthropogenic influence as found in one or more climate models, and thereby assess the 'fraction of attributable risk'. The conventional approach has had considerable success with extremes that are strongly governed by thermodynamic aspects of climate change, especially those related to temperature. As the attribution is unconditional — the null hypothesis is that there is no effect of climate change — each finding provides another independent line of evidence that anthropogenic climate change is affecting climate extremes.

The conventional approach is severely challenged, however, when it comes to climate extremes that are strongly governed by atmospheric circulation, including local aspects of precipitation. The main reason is that changes in the atmospheric circulation related to climate change are fairly small compared with natural variability, as has been shown especially by several studies at the National Center for Atmospheric Research using 'large ensembles'9, 10 for 60 years into the future. Although large changes in atmospheric circulation can be readily apparent in a single climate model run, they are not robust and can change considerably in the next run or model. Indeed, what have often been interpreted as differences between models used in IPCC reports may have arisen at least in part from natural variability. Hence, forced circulation changes are not well established, and it is difficult to detect changes in circulation-related extremes in observations because of small signal-to-noise ratios. Thus, the anomalous weather pattern is always the dominant influence for all short-lived events of a week or two, and this is generally true even for years or decades. Accordingly, the conventional approach to extreme event attribution is rather ineffectual in cases that are strongly governed by the changed circulation, with generally an inconclusive outcome. Even when a detectable anthropogenic influence is found in a model, the reliability of that finding cannot carry much weight.

Yet from a risk perspective, it is still important to assess the probable anthropogenic impact on such events. By starting from the null hypothesis of no climate change, the conventional approach to extreme-event attribution has to re-establish an anthropogenic influence for each kind of event ab initio, which makes it inherently conservative and prone to 'type II errors' (false negatives) which underestimate the true likelihood of the human influence5, 6. Given that we have considerable confidence in many aspects of climate change3, it seems rather peculiar to ignore that prior knowledge in our assessment of climate events5.

As noted above, the predictability of the dynamics is problematic2, and it is mainly through the thermodynamics that reliable statements can be made with confidence about the role of climate change. In other words, changes in temperatures and temperature extremes have a much more robust basis. That carries over to the atmospheric moisture amounts through the Clausius–Clapeyron equation in which the water-holding capacity of the atmosphere goes up exponentially at a rate of about 7% per degree Celsius. Indeed, this is what is observed in actual changes in moisture in the atmosphere over the oceans and where surface moisture is not limited. But over land, especially in summer, water availability is also a vital factor11. Because the main rainfall almost always comes from moisture convergence in the atmosphere, increased water vapour in the environment leads to more intense rains and a risk of flooding12, 13, even if the total amount does not change much. Moreover, it is during droughts that the extra heat from increased greenhouse gas concentrations accumulates, whereas more generally the presence of surface moisture adds an evaporative cooling effect.

One can ask questions such as: What was the role of internal natural variability in setting up the pattern? Studies to explore this question include those documenting the role of anomalous sea surface temperatures (SSTs) and especially El Niño/Southern Oscillation (ENSO), the Pacific Decadal Oscillation (PDO)14, the North Atlantic Oscillation (NAO) and other so-called modes of variability. In general, it may not be possible to give concrete information about regional climate change unless one can understand and predict such modes of variability and their statistics. ENSO may be predictable for up to 18 months or so, some decadal predictability may exist for decadal modes for several years15, but, in general, chaotic elements in the weather and climate system preclude longer-term statements because these regional patterns are not externally forced.

In most of these cases, the result of these studies will be a description of the large-scale patterns, the anomalous SSTs, and the relationships between the atmospheric circulation, storm tracks, blocking, temperatures and precipitation, and perhaps extremes. If considered, these studies will undoubtedly conclude that greenhouse-gas forcing or aerosols played little or no role in the circulation changes, although claims otherwise are sometimes made.

Instead, with regard to climate change, the questions to be answered could be:

  • Given the weather pattern, how were the temperatures, precipitation and associated impacts influenced by climate change?
  • Given a drought, how was the drying (evapotranspiration) enhanced by climate change, and how did that influence the moisture deficits and dryness of soils, and the wildfire risk? Did it lead to a more intense and perhaps longer-lasting drought, as is likely16, 17?
  • Given a flood, where did the moisture come from? Was it enhanced by high ocean temperatures that might have had a climate change component?
  • Given a heat wave, how was that influenced by drought, changes in precipitation (absence of evaporative cooling from dry land) and extra heat from global warming?
  • Given extreme snow, where did the moisture come from? Was it related to higher than normal SSTs off the coast or farther afield?
  • Given an extreme storm, how was it influenced by anomalous SSTs and ocean heat content (OHC), anomalous moisture transports into the storm, and associated rainfall and latent heating? Was the storm surge worse because of high sea levels?

In other words, given the change in atmospheric circulation that brought about the event, how did climate change alter its impacts?

To summarize, therefore, at least in the present state of knowledge, in our view a more fruitful and robust approach to climate extreme-event attribution is to regard the circulation regime or weather event as a conditional state (whose change in likelihood is not assessed), and ask whether the impact of the particular event was affected by known changes in the climate system's thermodynamic state (for example sea level, sea surface temperature or atmospheric moisture content), concerning which there is a reasonably high level of confidence. Such questions immediately lead to a physically based approach that is strongly linked to the event in question. Although such questions differ from the conventional 'frequentist' approach, they are perfectly reasonable from a Bayesian perspective, which can accommodate questions about single events18. Because the questions are posed differently, their answers have a different meaning and focus more on impacts. That is still useful information.

Frequently, the main influences identified external to the atmosphere are the changes in SSTs. Of course, the SSTs at any time have a large natural variability component, but the values are often inflated over what they would have been without climate change. The latter accounts for roughly a 0.6 °C increase since the 1950s globally3, and because this inherently occurs on multidecadal timescales with a memory through the OHC, it is always present. Small increases in atmospheric moisture associated with such an increase in SSTs are of the order of 5% (ref. 19). We also assume that the global sea level rise for the past century of 19 cm (1901–2010)3 reflects the underlying human influence while regional values vary owing to atmospheric circulation variations.

The following examples briefly discuss a few events whose attribution has not been addressed but that received an enormous amount of media attention.

Consider the widely publicized event dubbed 'snowmaggedon', in Washington DC on 5–6 February 201020. Key features included (i) it was winter and there was plenty of cold continental air; (ii) there was a storm in the right place; and (iii) the unusually high SSTs in the tropical Atlantic Ocean (1.5 °C above normal) led to an exceptional amount of moisture flowing into the storm, which resulted in very large amounts of snow. It is this last part that then relates in part to anomalous external influences on the atmosphere through the effects of climate change on SSTs. So although internal variability is also playing a role, the extremes are magnified by climate change.

Superstorm Sandy caused tremendous damage when it made landfall on the New Jersey coast and New York area on 30 October 2012. It began as a hurricane, with peak strengths making it a category 3 storm, and it caused substantial impacts in the Caribbean21. But as it moved north it became a hybrid storm before making landfall, which greatly increased its overall size. The worst problems on the Jersey shore were caused by the strong winds and the associated storm surge, leading to extensive flooding. Farther inland, heavy precipitation was also a major problem. Widespread damage from flooding streets, tunnels and subway lines, and power outages in and around New York City led to damages exceeding 2013 US$65 billion22. Fortunately, the storm was well forecast a week in advance, in particular by the European Centre for Medium-Range Weather Forecasts (ECMWF), including the very unusual left hook turn in the track towards the coast. ECMWF has performed a number of experiments on the performance and behaviour of the storm using an ensemble of forecasts 5 days in advance of landfall23. Of note is that they swapped the observed SSTs for climatological values that average 1–1.5 °C cooler in a broad strip along the coast. Only small changes occurred to the track of the storm, but the observed SSTs led to a bigger, more intense storm, stronger winds and greater precipitation. The average depth of the storm was increased by 7.6 hPa, the wind speeds were increased by 3.6 m s−1 and the precipitation increased by 35%. Moreover, the storm was riding on sea levels that were higher by about 19 cm because of global warming. Although perhaps only one-half to one-third of the SST increase can be blamed on global warming from human activities, it is readily apparent that the storm surge and associated damage was considerably influenced by climate change. It is quite possible that the subways and tunnels might not have flooded without the warming-induced increases in sea level and in storm intensity and size, putting a potential price tag of human climate change on this storm in the tens of billions of dollars.

Another example is supertyphoon Haiyan24, which devastated the Philippines in early November 2013. It is among the largest and most intense typhoons on record with estimated surface pressure in the eye down to 895 hPa and 1-minute sustained winds of 315 km h−1 (gusts to 378 km h−1) on 7 November 2013 which makes it the strongest recorded storm ever to strike land (Fig. 1). It has been called a 'category 6' storm25. The OHC and sea level in the region had increased a great deal since 1993 and especially since 1998 in association with the PDO negative phase14, 26, so that from 1993 onwards the linear trend in sea level was over 16 mm yr−1 as compared with the global trend of 3.3 mm yr−1 (Fig. 1). Consequently, as the typhoon approached the Philippines, it was riding on very high SSTs with very deep support through the high OHC, and the strong winds and ocean mixing did not cause as much cooling as would normally be experienced, probably helping the storm to maintain its tremendous strength25. Moreover, the storm surge was undoubtedly exacerbated considerably by the sea levels, which were some 30 cm above 1993 values. Although natural variability through the PDO played a major role, there is also a global component through increased OHC from the Earth's energy imbalance27.

Figure 1: Haiyan and sea level.
Haiyan and sea level.

Linear sea-level trends from August 1993 to July 2013 are shown. The global mean is 3.3 mm yr−1, and the track of supertyphoon Haiyan from 3 to 11 November 2013 is indicated in green, with the most intense phase when it was a category 5 (cat. 5) storm highlighted. Data from AVISO (http://go.nature.com/NPhaEK).

One of the recent studies in a special issue4 of the Bulletin of the American Meteorological Society (BAMS) is of the major floods centred in Boulder in September 2013 (ref. 28). The unfortunate headline of the news release, which carried over in large letters to the front page of the local newspaper in Boulder (Daily Camera, 30 September 2014)29, was: “Climate change not to blame for 2013 Colorado floods”. The paper's summary was: “The probability for an extreme five-day September rainfall event over northeast Colorado, as was observed in early September 2013, has likely decreased due to climate change.”

As noted above, in any weather event like this, the weather situation is always the main player in the developments, but that in and of itself says nothing about the role of climate change. The study did note the importance of having abundant moisture in the region in order to produce high rainfall amounts. But it did not include an assessment as to where the moisture came from. In Denver, the three highest amounts of total column water vapour ever recorded for September (since 1956) occurred on 12–13 September 2013 (as high as 34 mm). This may not seem huge, but recall that Denver is a mile (>1,600 m) above sea level.

It so happens that the SSTs off the west coast of Mexico, south of Baja, west of Guadalajara, were over 30 °C and more than 1 °C above normal in August 2013 (see Fig. 2), which made it the hottest spot for the ocean in the western hemisphere. An incredible 75 mm of total column water vapour was recorded in the atmosphere in that region by NASA satellites. The high SSTs led to the large-scale convergence of moisture flowing into the region that was siphoned north by a very unusual synoptic situation leading to a river of atmospheric moisture flowing into Colorado (Figs 3 and 4). The heaviest moisture convergence into eastern Colorado coincided with the times of the plots in Fig. 4, while breaks in the rain occurred in between times in some locations (Fig. 3). After that river shut off, twin tropical storms formed both sides of Mexico: Manuel (to the west)30 and Ingrid (to the east)31 (Fig. 5), forming a double whammy for Mexico and leading to hundreds of deaths, tens of thousands evacuated, tens of thousands of homes damaged and billions of dollars of damage30, 31.

Figure 2: August SSTs for 12–20° N, 110–100° W, just west of Mexico.
August SSTs for 12-20[deg] N, 110-100[deg] W, just west of Mexico.

The mean value is 28.92 °C for 1982–1999. The last value is for 2013.

We have suggested four climate events in which anomalously high SSTs played a key role in feeding moisture into storms, helping to intensify the storm and causing heavy rains. Of course, the SSTs at any time have a large natural variability component on top of the human-induced warming. Associated increases in atmospheric moisture are of order 5% (ref. 19), which is magnified as moisture converges into a storm, further magnified as the storm intensifies, and concentrated when it runs up against orography and in streamflows. Hence, even though natural variability always dominates in such storms, the research task is to refine the above estimates and properly account for the human component as at least a partial explanation for why extremes are being magnified.

There are many other possible examples. For instance, conflicting results32, 33 were found for the Russian heat wave in 2010 that were to some extent reconciledURL:

http://www.nature.com/nclimate/journal/v5/n8/full/nclimate2657.html
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资源类型: 期刊论文
标识符: http://119.78.100.158/handle/2HF3EXSE/4696
Appears in Collections:气候变化事实与影响
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气候变化与战略

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Kevin E. Trenberth. Attribution of climate extreme events[J]. Nature Climate Change,2015-06-22,Volume:5:Pages:725;730 (2015).
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